SMBC Capital Markets, Inc.: H-1B filings and workplace records, New York, New York
SMBC Capital Markets, Inc. filed 35 labor condition applications (LCA) in fiscal year 2026, to 30 June 2026. OFLC certified all of them. The median offered wage on its LCAs in fiscal years 2025 to 2026 is $134,347 a year. It filed 11 PERM applications in fiscal year 2026, to 30 June 2026. OFLC certified 10 of them. An LCA is a filing. It is not a visa and it is not a job.
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Since the last update
No change. The site tracks the LCA filings, PERM applications, OSHA inspections and back wages of this employer record. Changes and data dates
H-1B and PERM: Office of Foreign Labor Certification
Decisions to Newest file fiscal year 2026, quarter 3Read from the committed copy
Employer-specific case information that appears on this website was provided to OFLC by employers who submitted prevailing wage, labor certification and labor attestation applications for processing. These are not employer responses to the Bureau of Labor Statistics' Occupational Employment Statistics (BLS-OES) survey.
Any typographical errors or other data anomalies (e.g., incomplete or blank data fields, etc.) may be due to internal data entry or other external customer errors in completing and submitting the applications for processing.
A small percentage of determinations may be subject to change in subsequent quarterly releases due to appeal or redetermination decisions on employer applications.
The words of the Office of Foreign Labor Certification. Source: Performance Data, read .
- LCA filings, fiscal year 2026
- 35100% certified, year to date
- Median offered wage
- $134,347a year; prevailing $129,250
- Worker positions
- 99fiscal years 2025 to 2026
- PERM applications, fiscal year 2026
- 1191% certified
| Fiscal year | Filings | Certified | Certified share | Denied | Withdrawn |
|---|---|---|---|---|---|
| 2025 | 64 | 64 | 100% | 0 | 0 |
| 2026 | 35 | 35 | 100% | 0 | 0 |
| Job title | Median offered wage | LCA filings |
|---|---|---|
| Vice President, Senior Software Engineer | $179,982 | 5 |
| Associate, Data Engineer | $128,920 | 4 |
| Analyst, Business Analyst I | $90,002 | 3 |
| Vice President, Market Risk | No data | 2 |
| Vice President, Application Security Engineer | No data | 2 |
| Executive Director, Options Trading | No data | 2 |
| Associate, Risk Model Developer | No data | 2 |
| Analyst, Financial Strategic Planning | No data | 2 |
| Vice President, Application Support | No data | 2 |
| Vice President, Systematic Trading Strategist | No data | 2 |
| Associate, FICC Front Office Software Developer | No data | 2 |
| Associate, Desk Strategist | No data | 2 |
A wage is a year: the rate on the form times its unit, so an hourly rate times 2,080. A median needs three or more applications that state a wage. The list holds the twelve most frequent job titles.
Prevailing wage levels on the filings
| Level | Filings | Share |
|---|---|---|
| Level I | 14 | 14% |
| Level II | 26 | 26% |
| Level III | 9 | 9% |
| Level IV | 35 | 35% |
| Not stated | 15 | 15% |
| Occupation (SOC) | LCA filings | Median offered wage, all employers |
|---|---|---|
| Software Developers | 34 | $138,494 |
| Financial and Investment Analysts | 11 | $140,000 |
| Financial Risk Specialists | 10 | $134,000 |
| Computer Occupations, All Other | 9 | $114,808 |
| Financial Quantitative Analysts | 8 | $136,129 |
| Data Scientists | 6 | $123,741 |
| Financial Managers | 5 | $195,800 |
| Information Security Analysts | 4 | $135,000 |
| Worksite state | LCA filings |
|---|---|
| New York | 62 |
| New Jersey | 26 |
| North Carolina | 10 |
| Georgia | 1 |
OFLC files an LCA under the state of the employer address on the form (New York). The worksites can be in other states.
PERM applications (permanent labor certification)
| Fiscal year | Applications | Certified | Denied | Withdrawn |
|---|---|---|---|---|
| 2024 | 0 | 0 | 0 | 0 |
| 2025 | 8 | 7 | 0 | 1 |
| 2026 | 11 | 10 | 0 | 1 |
| Job title | Applications |
|---|---|
| Vice President, Senior Software Engineer | 2 |
| Associate, Counterparty Credit Risk | 2 |
| Associate, Product Controller | 1 |
| Associate, Credit Specialist | 1 |
| Director, Trader | 1 |
| Associate, Governance & Audit Response Associate | 1 |
| Analyst, Trade Support Analyst | 1 |
| VP, Sr. Risk Management Specialist | 1 |
| Associate, Portfolio Risk & PL Specialist | 1 |
| Associate, Software Engineer II | 1 |
| Occupation (SOC) | Applications |
|---|---|
| Financial Risk Specialists | 6 |
| Financial Quantitative Analysts | 4 |
| Credit Analysts | 3 |
| Software Developers | 3 |
| Financial and Investment Analysts | 2 |
| Regulatory Affairs Specialists | 1 |
Fiscal year 2024 holds the applications on the new Form 9089 only. The median offered wage on the PERM applications is $150,000 a year.
No record at these agencies
OSHA inspections
The enforcement data since 2016 has no OSHA inspection of this employer in New York. OSHA records an inspection at the establishment, so sites in other states are under those states.
Records to . Inspections opened since 2016. Read from the agency.
Injury summaries
The Injury Tracking Application data for 2023 to 2025 has no Form 300A summary of this employer in New York. Only establishments in covered industries with 20 or more employees must send one.
Calendar years 2023 to 2025. Read from the committed copy.
Back wages
The data since fiscal year 2005 has no concluded Wage and Hour Division case of this employer in New York.
Concluded cases to . Cases since fiscal year 2005. Read from the agency.
Federal contracts
This employer is not among the 3,903 largest federal contract recipients of the latest 12 months that the site loads from USAspending.
Period the latest 12 months. Read from the agency.
Union elections
The site holds no NLRB election results at this time. nlrb.gov did not accept the requests of the site, so the copy is empty.
Data none, the copy on this site is empty. Not read from the agency.
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Questions about this record
- What happened to the LCAs of SMBC Capital Markets, Inc.?
- SMBC Capital Markets, Inc. filed 99 LCAs in fiscal years 2025 to 2026. OFLC certified all of them. OFLC denied none. The employer withdrew none.
- Which job title is most frequent on the LCAs of SMBC Capital Markets, Inc.?
- The job title Vice President, Senior Software Engineer has 5 filings. Its median offered wage is $179,982 a year.
- Which prevailing wage levels do the LCAs state?
- The LCAs state Level I in 14%, Level II in 26%, Level III in 9% and Level IV in 35%, and no level in 15%. The employer states the level on the form.
- Has OSHA inspected SMBC Capital Markets, Inc. in New York?
- The enforcement data since 2016 has no OSHA inspection of this employer in New York. Sites in other states have their own records.
Official channels
- OSHAOSHA establishment searchOccupational Safety and Health Administration. Address checked .
- OFLCOFLC performance data (LCA and PERM disclosure files)Office of Foreign Labor Certification. Address checked .
- WHDHow to file a complaint with the Wage and Hour DivisionWage and Hour Division. Address checked .
Cite this page
Employer Ledger. "SMBC Capital Markets, Inc. (New York)." https://employerledger.com/employer/smbc-capital-markets-inc-ny/. Records of: Office of Foreign Labor Certification. Newest record .
The address of this page does not change. The figures change when an agency publishes new records.
Where the figures come from
- OFLC Office of Foreign Labor Certification. Decisions to . Newest file fiscal year 2026, quarter 3. Read , from the committed copy.
- OSHA Occupational Safety and Health Administration. Records to . Inspections opened since 2016. Read , from the agency.
- 300A OSHA Injury Tracking Application, Form 300A. Calendar years 2023 to 2025. Read , from the committed copy.
- WHD Wage and Hour Division. Concluded cases to . Cases since fiscal year 2005. Read , from the agency.
- USAspending USAspending.gov. Period the latest 12 months. Read , from the agency.
The site built this page on . The methodology tells how records are matched and counted. To report an error in the processing, use the corrections page. The agency that holds a record decides disputes about it.