Industries › NAICS 523
Securities, Commodity Contracts, and Other Financial Investments and Related Activities
NAICS subsector 523. OSHA inspections, injury summaries, Wage and Hour cases and OFLC filings for employers classified in the subsector.
Securities, Commodity Contracts, and Other Financial Investments and Related Activities (NAICS 523) accounts for 106 OSHA inspections since 2016, 0% of all inspections, with $394K in current penalties ($3,718 per inspection; all industries $3,754).
Wage and Hour Division cases concluded in the industry number 322, with $7.3M in back wages agreed to pay. Employers in the industry filed 38,810 labor condition applications and 9,563 PERM applications in the fiscal years covered.
28 establishments reported 2025 injury summaries: a total recordable case rate of 0.5 per 100 full-time workers, below the 3.5 across all reporting establishments; the median reporting establishment has a rate of 0.0 (quartiles 0.0–0.0).
All employers in this subsector
All employers in Securities, Commodity Contracts, and Other Financial Investments and Related Activities: 952 records. The A to Z list names every employer in the subsector that has a page.
10T to GraGre to SolSor to ZTW
OSHA inspections and citations
Citations may be contested; the status shown reflects the record at the data date. Enforcement data through 14 Sep 2026.
| Measure | NAICS 523 | All industries |
|---|---|---|
| Citations per inspection | 1.0 | 1.9 |
| Current penalty per inspection | $3,718 | $3,754 |
| Share of all inspections | 0% | 100% |
Most-cited standards
| Standard | Subject | Citations |
|---|---|---|
| 1910.134 | Respiratory protection | 8 |
| 1926.1101 | Asbestos | 4 |
| OAR | — | 4 |
| 296-62-07721(2)(B)(II) | — | 3 |
| 1910.178 | Powered industrial trucks | 3 |
| 1926.1053 | Ladders | 3 |
| 1917.42 | — | 3 |
| 1910.37 | Maintenance, safeguards and operational features for exit routes | 3 |
| 296-155-110(2) | — | 2 |
| 1904.39 | Reporting fatalities and severe injuries to OSHA | 2 |
Employers with the most inspections
| Employer | City | Inspections |
|---|---|---|
| McMillen, Inc. | Boise | 1 |
| Wells Fargo Bank, N.A. | Phoenix | 1 |
The list names employers that have a page on this site (organisations above the size floor); the totals above count every record in the files.
Injuries Form 300A summaries
Establishments submit their own Form 300A summaries; OSHA publishes the data as submitted and does not verify it. Rates are per 100 full-time workers.
Injury-rate distribution, 2025
Total recordable case rates across 20 establishments with at least 20,000 hours worked; the pooled rate uses all 28 reporting establishments' hours and cases.
| Year | Establishments | Employees | Recordable cases | TRC rate | DART rate | Median establishment |
|---|---|---|---|---|---|---|
| 2023 | 34 | 1,519 | 11 | 0.9 | 0.9 | 0.0 |
| 2024 | 27 | 718 | 3 | 0.4 | 0.3 | 0.0 |
| 2025 | 28 | 757 | 3 | 0.5 | 0.3 | 0.0 |
Labor Wage and Hour Division
Concluded compliance actions since fiscal year 2005; amounts are back wages the employer agreed to pay, as recorded at case conclusion. Data through 15 Jun 2026.
Acts
| Act | Violations | Back wages |
|---|---|---|
| Fair Labor Standards Act | 6,849 | $6.3M |
| H-1B provisions | 50 | $769K |
| Service Contract Act | 425 | $181K |
| Family and Medical Leave Act | 8,091 | $81K |
| Davis-Bacon and Related Acts | 32 | $14K |
| H-2A provisions | 4 | $184 |
| Migrant and Seasonal Agricultural Worker Protection Act | 2 | $0 |
| FLSA child labor provisions | 4 | $0 |
| Contract Work Hours and Safety Standards Act | 12 | $0 |
Employers with the largest back wages
| Employer | City | Back wages |
|---|---|---|
| Wells Fargo Bank, N.A. | Phoenix | $228,209 |
| Ernst & Young | New York | $156,724 |
| Dawson James Securities, Inc. | Boca Raton | $68,815 |
| SEI Investments Company | Oaks | $65,272 |
| Harmonia Capital USA, Inc. | Missouri City | $18,806 |
| Barclays Capital Inc. | New York | $9,707 |
| Ecs Financial Services, Inc. | Northbrook | $5,819 |
| Taos Global Group Inc. | Chicago | $2,687 |
| Keystone Advisors, L.P. | Fort Worth | $1,122 |
| Ameriprise Financial, Inc. | Minneapolis | $0 |
| CNO Services, LLC | Carmel | $0 |
| Digital Risk LLC | Maitland | $0 |
| McMillen, Inc. | Boise | $0 |
| Raymond James & Associates, Inc. | St. Petersburg | $0 |
| Wells Fargo Bank, N.A. | Sioux Falls | $0 |
The list names employers that have a page on this site (organisations above the size floor); the totals above count every record in the files.
Immigration OFLC labor condition applications and PERM
Employer-specific case information was provided to OFLC by employers who submitted foreign labor certification applications. These are not employer responses to the Bureau of Labor Statistics' survey. Data through 30 Jun 2026.
H-1B applications by fiscal year
PERM applications by fiscal year
Employers with the most H-1B applications
| Employer | City | Applications |
|---|---|---|
| Fidelity Technology Group, LLC d/b/a Fidelity Investments | Boston | 4,694 |
| Goldman Sachs & Co. LLC | New York | 4,314 |
| Morgan Stanley Services Group Inc. | New York | 2,001 |
| Barclays Services Corp. | New York | 1,098 |
| Charles Schwab & Company, Inc. | Westlake | 940 |
| BlackRock Financial Management, Inc. | Princeton | 847 |
| UBS Business Solutions US LLC | Nashville | 701 |
| Wells Fargo Bank, N.A. | Phoenix | 688 |
| MPG Operations LLC | New York | 469 |
| Wells Fargo Bank, N.A. | Sioux Falls | 416 |
| DB Global Technology, Inc. | Cary | 403 |
| Intercontinental Exchange Holdings, Inc. | Atlanta | 401 |
| The Bank of New York Mellon | Pittsburgh | 342 |
| Robinhood Markets, Inc. | Menlo Park | 341 |
| Deutsche Bank Securities, Inc. | New York | 314 |
The list names employers that have a page on this site (organisations above the size floor); the totals above count every record in the files.
Questions and answers
Which employers in Securities, Commodity Contracts, and Other Financial Investments and Related Activities have the most OSHA inspections?
McMillen, Inc. (1), Wells Fargo Bank, N.A. (1)
What is the injury rate in Securities, Commodity Contracts, and Other Financial Investments and Related Activities?
Establishments reporting for 2025 had a pooled total recordable case rate of 0.5 per 100 full-time workers; the median reporting establishment's rate is 0.0 with quartiles 0.0 to 0.0.
How many H-1B applications come from Securities, Commodity Contracts, and Other Financial Investments and Related Activities?
38,810 labor condition applications in fiscal years 2025–2026 and 9,563 PERM applications.
How much in back wages did the Wage and Hour Division find due in Securities, Commodity Contracts, and Other Financial Investments and Related Activities?
$7,316,824 agreed to pay across 322 concluded cases since fiscal year 2005.
Industry is the NAICS code on each record (the most common code where an employer's sources differ), grouped at the three-digit subsector. Sources: DOL enforcement data, OSHA ITA, OFLC disclosure data; see data sources and methodology.